Saurashtra Kutch Stock Exchange Ltd.
( Erstwhile ) was incorporated in the month of July 1989 and got recognition from the Govt. of India. The recognition have been renewed from time to time by the Central Government and SEBI.
 
 
 
 
Complaint Form
Complaint Form
Investor Complaint Format
Note: Use separate forms for each company / complaint. Please tick the appropriate item and complete all columns in Capital Letters.
To,
SAURASHTRA KUTCH STOCK EXCHANGE LIMITED
Popatbhai Sorathia Bhavan,
Sadar Bazar,
RAJKOT - 360 001
 
Dear Sirs,

Kindly take up the matter with the company for immediate redress of my complaint, particulars of which are as under:
 
1. Investor Name*
Address of the Investor*
2. Name of the Company*
Address of the Company*
3. Email Address
4. Name of the Registrar &
    Transfer Agent (if any)
5. Stock Exchange Acknowledgement
    Reference No. (in case of
    reminder)
    Reminder Description
    (in case of acknowledgement
    ref.no.)
6. Nature of Complaint
    Type/Category
 
    (i) Issue/Offers - non-receipt of Refund Order / Allotment Advice
Revalidation of Refund Order (RO)
Duplicate RO for correct amount
Duplicate RO after Indemnity
Cancelled Stock Invest (S.I.)
RO after details furnished
Copy of encashed RO
Duplicate RO for correct bank details
Allot against encashed S.I.
Duplicate RO after correction
Short Refund
 
    (ii) Dividend - non-receipt of Dividend
 
    (iii) Shares - non-receipt of
           certificates in/after
Exchange of allotment letter
Conversion
Splitting
Transfer
Endorsement
Bonus
Transmission
Consolidation
Duplicate on submission of indemnity bond
 
   (iv) Debentures/Bond - non-receipt
          of certificates in/after
Interest
Transfer
Consolidation
Redemption Amount
Transmission
Splitting
Exchange of Allotment Letter
Endorsement
Duplicate on submission of indemnity bond
Interest on delayed interest payment
Interest on delayed redemption amount
 
    (v) Miscellaneous - non-receipt of Interest on delayed refund payment
Offer for Rights
Any other (specify below)
 
(vi) Collective Investment - schemes Non Receipt of investment & returns thereon
Any other (specify below)
7. Particulars of the
    application/securities held
 
    a) Full name of first applicant/
        security holder
    b) Application form No./Folio No.
        (Seller's in case of Transfer)
    c) No. of Securities applied/held
    d) Kind of Security
    e) Mode of payment details
  No.   Dated 
  Drawn On 
    f) Application deposited at
    g) Bank serial No.
    h) Original refund order No.
        (in case of revalidation/duplicate)
    i) Period on/for which
       dividend/interest/maturity
       amount/redemption amount due
    j) Date on which securities were
        forwarded to
        Company/Registrars
    k) Indemnity Bond sent for issue
        of duplicate
  If Yes, Date 
8. Other details if any, in brief
9. Dates of earlier correspondence
    with the Company/Registrars
 

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